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Advisor at LPL FINANCIAL LLC
WESTWOOD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 6, 2025 | n/a | yes | WESTWOOD, MA | Current employment |
| EDWARD JONES | National bd RIA | Jul 24, 2018 | May 2, 2025 | no | MAYNARD, MA|MAYNARD, MA|ST LOUIS, MO|ACTON, MA|WESTFORD, MA|ACTON, MA|MAYNARD, MA|MAYNARD, MA | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | May 25, 2016 | May 4, 2017 | no | Southborough, MA | Previous registration |
| NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC. | Former SEC adviser | May 15, 2012 | Apr 19, 2016 | no | NORTH ANDOVER, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | LPL FINANCIAL LLC | May 2, 2025 | Jun 6, 2025 | 35 | Firm change | Ibd to ibd |
| COMMONWEALTH FINANCIAL NETWORK | EDWARD JONES | May 4, 2017 | Jul 24, 2018 | 446 | Firm change after gap | Ibd to ibd |
| NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC. | COMMONWEALTH FINANCIAL NETWORK | Apr 19, 2016 | May 25, 2016 | 36 | Firm change | Other |