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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
Baltimore, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Feb 22, 2024 | n/a | yes | Baltimore, MD | Current employment |
| T. ROWE PRICE ADVISORY SERVICES, INC. | Bd affiliated wealth | Jun 5, 2019 | Apr 7, 2022 | no | OWINGS MILLS, MD | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 6, 2018 | Jan 22, 2019 | no | HUNT VALLEY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T. ROWE PRICE ADVISORY SERVICES, INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Apr 7, 2022 | Feb 22, 2024 | 686 | Firm change after gap | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | T. ROWE PRICE ADVISORY SERVICES, INC. | Jan 22, 2019 | Jun 5, 2019 | 134 | Firm change | Wirehouse to RIA |