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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

BEE BEE AU

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

HONOLULU, HI

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Search this name across graphsid dfx:ria:f374766f-6c1e-ea4f-dfea-01aa6ec2d85e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 1, 1996
First registration: Sep 6, 2006
Dual registered: yes, broker-dealer
Other names: BEE BEE KINOSHITA|BEE BEE AU
IAPD individual key: 2729892

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 24, 2017	n/a	yes	HONOLULU, HI	Current employment
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Nov 23, 2015	May 2, 2017	no	HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 5, 2011	Dec 9, 2015	no	HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Aug 19, 2010	Jul 5, 2011	no	HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Sep 6, 2006	Aug 2, 2010	no	HONOLULU, HI\|HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	May 2, 2017	May 24, 2017	22	Bulk transfer	Other
LPL FINANCIAL LLC	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Dec 9, 2015	Nov 23, 2015	-16	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Jul 5, 2011	Jul 5, 2011	0	Bulk transfer	Other
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	UVEST FINANCIAL SERVICES GROUP, INC.	Aug 2, 2010	Aug 19, 2010	17	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
May 24, 2017 to presentfactForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Nov 23, 2015 to May 2, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 5, 2011 to Dec 9, 2015factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Aug 19, 2010 to Jul 5, 2011factForm ADV

Dated events

No dated event names this entity yet.