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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Adam Scott Weiner

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Boca Raton, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f37a5c16-0b01-8961-1038-08a478ee26ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 2, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 1, 2012
First registration: Oct 2, 2012
Dual registered: yes, broker-dealer
Other names: ADAM WEINER
IAPD individual key: 3088374

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Dec 1, 2025	n/a	yes	Boca Raton, FL	Current employment
DEMPSEY LORD SMITH, LLC	Former SEC adviser	Sep 5, 2023	Apr 3, 2026	no	ROME, GA\|ROME, GA	Previous registration
DEMPSEY LORD SMITH, LLC	Former SEC adviser	Sep 5, 2023	Dec 31, 2025	no	BOCA RATON, FL\|ROME, GA\|ROME, GA\|ROME, GA\|BOCA RATON, FL	Previous registration
ARKADIOS WEALTH ADVISORS	Bd affiliated wealth	Feb 17, 2021	Sep 11, 2023	no	Boca Raton, FL	Previous registration
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Sep 12, 2014	Feb 5, 2021	no	BOCA RATON, FL\|SARASOTA, FL\|PORT CHARLOTTE, FL\|DEERFIELD BEACH, FL	Previous registration
NAV WEALTH ADVISORS, LLC	n/a	Oct 2, 2012	May 16, 2014	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DEMPSEY LORD SMITH, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Apr 3, 2026	Dec 1, 2025	-123	Firm change after gap	RIA to ibd
ARKADIOS WEALTH ADVISORS	DEMPSEY LORD SMITH, LLC	Sep 11, 2023	Sep 5, 2023	-6	Firm change	Ibd to RIA
CENTAURUS FINANCIAL, INC.	ARKADIOS WEALTH ADVISORS	Feb 5, 2021	Feb 17, 2021	12	Firm change	Ibd to RIA
NAV WEALTH ADVISORS, LLC	CENTAURUS FINANCIAL, INC.	May 16, 2014	Sep 12, 2014	119	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
141238:134139:GA:2026-04-03	Apr 3, 2026	Dec 1, 2025	ROME, GA	Firm change after gap

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Dec 1, 2025 to presentfactForm ADV
→ DEMPSEY LORD SMITH, LLCRegistered adviserregistration: previous registration
Sep 5, 2023 to Apr 3, 2026factForm ADV
→ ARKADIOS WEALTH ADVISORSRegistered adviserregistration: previous registration
Feb 17, 2021 to Sep 11, 2023factForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Sep 12, 2014 to Feb 5, 2021factForm ADV
→ NAV WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 2, 2012 to May 16, 2014factForm ADV

Dated events

Occurred
Apr 3, 2026
Advisor changed firm
Adam Scott Weiner left Dempsey Lord Smith, Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-12-01)
Form ADVobserved 6 days ago
Occurred
Sep 11, 2023
Advisor changed firm
Adam Scott Weiner left Arkadios Wealth Advisors for Dempsey Lord Smith, Llc (registered 2023-09-05)
Form ADVobserved 6 days ago