DFX Intelligence

A•• L• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

A•• L• D•••••

Advisor at K••••• A••••••• S•••••••• L••

Denver, CO | AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f37abf76-4899-3272-2cc5-000bd8fd14f5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 19, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 27, 2026	n/a	yes	Denver, CO\|AUSTIN, TX	Current employment
B•• P•••••••• I•••	Bd affiliated wealth	Dec 5, 2025	Jul 28, 2026	no	CEDAR RAPIDS, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• P•••••••• I•••	K••••• A••••••• S•••••••• L••	Jul 28, 2026	Jul 27, 2026	-1	Firm change	Ibd to ibd
M•••••• S••••••••• A•••• M••••••••• L••	M•••••• I••••••••• A••••••• L••	Dec 5, 2025	Mar 17, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
119682:283330:IA:2026-07-28	Jul 28, 2026	Jul 27, 2026	CEDAR RAPIDS, IA	Firm change
282448:282140:CO:2025-12-05	Dec 5, 2025	Mar 17, 2016	DENVER, CO	Firm change after gap
282140:119682:MO:2016-12-31	Dec 31, 2016	Dec 5, 2025	MANCHESTER, MO	Firm change after gap
38535:282448:MO:2016-04-13	Apr 13, 2016	Feb 23, 2016

Relationships

Registered with (5)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 27, 2026 to presentfactForm ADV
→ B•• P•••••••• I•••Registered adviserregistration: previous registration
Dec 5, 2025 to Jul 28, 2026factForm ADV
→ M•••••• S••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Feb 23, 2016 to Dec 5, 2025factForm ADV
→ M•••••• I••••••••• A••••••• L••

Dated events

Occurred
Jul 28, 2026
Advisor changed firm
A•• L• D••••• left B•• P•••••••• I••• for K••••• A••••••• S•••••••• L•• (registered 2026-07-27)
Form ADVobserved 7 days ago
Occurred
Dec 5, 2025
Advisor changed firm
A•• L• D••••• left M•••••• S••••••••• A•••• M••••••••• L•• for M•••••• I••••••••• A••••••• L•• (registered 2016-03-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f37abf76-4899-3272-2cc5-000bd8fd14f5
First observed: Jul 19, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.