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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Enrique Araiza

Advisor at ARAX ADVISORY PARTNERS

NEW YORK, NY | Houston, TX

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Search this name across graphsid dfx:ria:f38425f8-3f2f-65c8-fb15-7407f0d42bc7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Feb 18, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARAX ADVISORY PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 20, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 20, 2000
First registration: Feb 18, 2002
Dual registered: yes, broker-dealer
Other names: ENRIQUE ARAIZA GARZA
IAPD individual key: 4132391

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARAX ADVISORY PARTNERS	Bd affiliated wealth	Jul 14, 2026	n/a	yes	Houston, TX\|NEW YORK, NY	Current employment
U.S. CAPITAL WEALTH ADVISORS, LLC	Bd affiliated wealth	Jan 22, 2025	Jul 21, 2026	no	HOUSTON, TX	Previous registration
TITLEIST ASSET MANAGEMENT, LLC	Independent wealth	Apr 17, 2023	Jan 21, 2025	no	HOUSTON, TX\|SAN ANTONIO, TX	Previous registration
TITLEIST CAPITAL, LLC	Former SEC adviser	Mar 3, 2020	Aug 8, 2023	no	DALLAS, TX\|Houston, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Mar 1, 2019	Mar 10, 2020	no	HOUSTON, TX	Previous registration
TITLEIST CAPITAL, LLC	Former SEC adviser	Sep 10, 2013	Dec 17, 2018	no	AUSTIN, TX\|HOUSTON, TX\|SAN ANTONIO, TX	Previous registration
FORTITUDE ADVISORY GROUP L.L.C.	Independent wealth	Feb 4, 2013	Oct 28, 2013	no	GIG HARBOR, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 18, 2002	Jun 10, 2003	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. CAPITAL WEALTH ADVISORS, LLC	ARAX ADVISORY PARTNERS	Jul 21, 2026	Jul 14, 2026	-7	Bulk transfer	Ibd to ibd
TITLEIST ASSET MANAGEMENT, LLC	U.S. CAPITAL WEALTH ADVISORS, LLC	Jan 21, 2025	Jan 22, 2025	1	Firm change	RIA to ibd
TITLEIST CAPITAL, LLC	TITLEIST ASSET MANAGEMENT, LLC	Aug 8, 2023	Apr 17, 2023	-113	Firm change after gap	Other
BB&T SECURITIES, LLC	TITLEIST CAPITAL, LLC	Mar 10, 2020	Mar 3, 2020	-7	Firm change	Ibd to RIA
TITLEIST CAPITAL, LLC	BB&T SECURITIES, LLC	Dec 17, 2018	Mar 1, 2019	74	Firm change	RIA to ibd
FORTITUDE ADVISORY GROUP L.L.C.	TITLEIST CAPITAL, LLC	Oct 28, 2013	Sep 10, 2013	-48	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FORTITUDE ADVISORY GROUP L.L.C.	Jun 10, 2003	Feb 4, 2013	3,527	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
126136:323567:TX:2023-08-08	Aug 8, 2023	Apr 17, 2023	DALLAS, TX	Firm change after gap

Relationships

Registered with (7)

→ ARAX ADVISORY PARTNERSRegistered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ U.S. CAPITAL WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 22, 2025 to Jul 21, 2026factForm ADV
→ TITLEIST ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 17, 2023 to Jan 21, 2025factForm ADV
→ TITLEIST CAPITAL, LLCRegistered adviserregistration: previous registration
Mar 3, 2020 to Aug 8, 2023factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 1, 2019 to Mar 10, 2020factForm ADV
→ FORTITUDE ADVISORY GROUP L.L.C.Registered adviserregistration: previous registration
Feb 4, 2013 to Oct 28, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 18, 2002 to Jun 10, 2003factForm ADV

Dated events

Occurred
Jan 21, 2025
Advisor changed firm
Enrique Araiza left Titleist Asset Management, Llc for U.S. Capital Wealth Advisors, Llc (registered 2025-01-22)
Form ADVobserved 4 days ago
Occurred
Aug 8, 2023
Advisor changed firm
Enrique Araiza left Titleist Capital, Llc for Titleist Asset Management, Llc (registered 2023-04-17)
Form ADVobserved 4 days ago