DFX Intelligence

A••••• C•••••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

A••••• C•••••••• L•••

Advisor at M••••••

Portland, OR

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Search this name across graphsid dfx:ria:f395b6a4-ec62-efa7-9878-a0e52b910648

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 19, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Feb 16, 2021	n/a	yes	Portland, OR	Current employment
M••••• S••••••	Wirehouse	May 16, 2016	Mar 2, 2021	no	Seattle, WA\|Seattle, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M••••••	Mar 2, 2021	Feb 16, 2021	-14	Firm change	Wirehouse to ibd
B••••••• C•••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Dec 4, 2015	Dec 4, 2015

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Feb 16, 2021 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 16, 2016 to Mar 2, 2021factForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Feb 20, 2013 to Dec 4, 2015factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f395b6a4-ec62-efa7-9878-a0e52b910648
First observed: Feb 20, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.