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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

JONATHAN DANIEL JACKSON

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Needham, MA | Newton, MA

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Search this name across graphsid dfx:ria:f3967a2c-1645-b6bc-b732-b2c0686a61b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 26, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 26, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Mar 12, 1998
First registration: Nov 26, 1997
Dual registered: yes, broker-dealer
Other names: JON JACKSON
IAPD individual key: 2965748

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 15, 2016	n/a	yes	Needham, MA\|Newton, MA	Current employment
1ST GLOBAL ADVISORS INC	Former SEC adviser	Nov 20, 2012	Jul 1, 2015	no	RALEIGH, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 18, 2012	Nov 27, 2012	no	RALEIGH, NC\|RALEIGH, NC\|CHARLOTTE, NC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 26, 1997	Jul 6, 2012	no	RALEIGH, NC\|RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
1ST GLOBAL ADVISORS INC	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 1, 2015	Sep 15, 2016	442	Firm change after gap	Other
LPL FINANCIAL LLC	1ST GLOBAL ADVISORS INC	Nov 27, 2012	Nov 20, 2012	-7	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Jul 6, 2012	Jun 18, 2012	-18	Firm change	Other

Relationships

Registered with (3)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 26, 1997 to Jul 6, 2012factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Nov 20, 2012 to Jul 1, 2015factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 18, 2012 to Nov 27, 2012factForm ADV

Dated events

No dated event names this entity yet.