DFX Intelligence

K••• A••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

K••• A••••• W•••••

Advisor at C••••••• P•••••••

Tulsa, OK | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:f39a1048-1134-9365-7c2b-b84b29b9056f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 7, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 6, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Feb 11, 2019	n/a	yes	Tulsa, OK\|OVERLAND PARK, KS	Current employment
M••••• S••••••	Wirehouse	Jun 25, 2013	Jun 24, 2014	no	Kansas City, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	C••••••• P•••••••	Jun 24, 2014	Feb 11, 2019	1,693	Firm change after gap	Wirehouse to RIA
W•••••• • R•••	M••••• S••••••	May 30, 2013	Jun 25, 2013

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: current employment
Feb 11, 2019 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 25, 2013 to Jun 24, 2014factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Sep 7, 2011 to May 30, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f39a1048-1134-9365-7c2b-b84b29b9056f
First observed: Sep 7, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.