DFX Intelligence
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Feed of 09/14/2026
Also filed as K••• W••••••••• W•••••
At current firm
7 y
since Feb 11, 2019
In the industry
15 y
since Sep 6, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• P••••••• independent RIA currentsince Feb 11, 2019 · Tulsa, Ok
- M••••• S•••••• wirehouseJun 25, 2013 to Jun 24, 2014 · Kansas City, Mo
- W•••••• • R••• formerSep 7, 2011 to May 30, 2013 · Warrensburg, Mo
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to C••••••• P•••••••left Jun 24, 2014, registered Feb 11, 2019 (1693 days) · Wirehouse to independent RIA
- W•••••• • R••• to M••••• S••••••left May 30, 2013, registered Jun 25, 2013 (26 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address