DFX Intelligence

P•••••• M••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

P•••••• M••••• S•••••

Advisor at J• K•••••• L••

DEERFIELD, IL

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Search this name across graphsid dfx:ria:f3a32d5e-39d9-b142-a94b-5e3d2650bc04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• K•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 16, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• K•••••• L••	State registered	Mar 20, 2018	n/a	yes	DEERFIELD, IL	Current employment
B•• A•••••••	State registered	Apr 19, 2016	Sep 25, 2018	no	Lake Bluff, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• A•••••••	J• K•••••• L••	Sep 25, 2018	Mar 20, 2018	-189	Firm change after gap	Other
W••••• • T•• P••••••• L••	B•• A•••••••	May 6, 2016	Apr 19, 2016

Relationships

Registered with (6)

→ J• K•••••• L••Registered adviserregistration: current employment
Mar 20, 2018 to presentfactForm ADV
→ B•• A•••••••Registered adviserregistration: previous registration
Apr 19, 2016 to Sep 25, 2018factForm ADV
→ W••••• • T•• P••••••• L••Registered adviserregistration: previous registration
Oct 22, 2014 to May 6, 2016factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3a32d5e-39d9-b142-a94b-5e3d2650bc04
First observed: Jul 25, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.