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Advisor at FARMERS ASSET MANAGEMENT, LLC
Sacramento, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FARMERS ASSET MANAGEMENT, LLC | State registered | Jan 14, 2026 | n/a | yes | Sacramento, CA | Current employment |
| B.B. GRAHAM & COMPANY, INC. | Independent wealth | May 7, 2012 | Mar 10, 2017 | no | SACRAMENTO, CA|ORANGE, CA|ORANGE, CA|SACRAMENTO, CA | Previous registration |
| MANDARIN PACIFIC ASSET MANAGEMENT, LLC | n/a | May 13, 2008 | Sep 17, 2012 | no | SAUSALITO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B.B. GRAHAM & COMPANY, INC. | FARMERS ASSET MANAGEMENT, LLC | Mar 10, 2017 | Jan 14, 2026 | 3,232 | Firm change after gap | Other |
| MANDARIN PACIFIC ASSET MANAGEMENT, LLC | B.B. GRAHAM & COMPANY, INC. | Sep 17, 2012 | May 7, 2012 | -133 | Firm change after gap | Other |