RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• H••• L•
- F•••••• A•••• M••••••••• L•• state registered currentsince Jan 14, 2026 · Sacramento, Ca
- B••• G••••• • C••••••• I••• independent RIAMay 7, 2012 to Mar 10, 2017 · Sacramento, Ca
- M••••••• P•••••• A•••• M••••••••• L•• unclassifiedMay 13, 2008 to Sep 17, 2012 · Sausalito, Ca
- B••• G••••• • C••••••• I••• to F•••••• A•••• M••••••••• L••left Mar 10, 2017, registered Jan 14, 2026 (3232 days) · Other
- M••••••• P•••••• A•••• M••••••••• L•• to B••• G••••• • C••••••• I•••left Sep 17, 2012, registered May 7, 2012 (-133 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address