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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Curtis Mason

Advisor at MORGAN STANLEY

Charlotte, NC

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Search this name across graphsid dfx:ria:f3b1d434-ff42-ea37-66b9-8ccb2d4f8fe1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Aug 12, 2008
First registration: Apr 1, 2002
Dual registered: yes, broker-dealer
Other names: CURTIS ANTONIO MASON
IAPD individual key: 4418497

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 24, 2019	n/a	yes	Charlotte, NC\|Charlotte, NC	Current employment
WELLS FARGO ADVISORS	Wirehouse	May 30, 2008	Sep 23, 2019	no	CHARLOTTE, NC\|CHARLOTTE, NC\|LAKE OSWEGO, OR	Previous registration
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Feb 20, 2007	May 29, 2008	no	RALEIGH, NC\|CHARLOTTE, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 1, 2002	Nov 4, 2002	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MORGAN STANLEY	Sep 23, 2019	Sep 24, 2019	1	Firm change	Wirehouse to wirehouse
FIRST CITIZENS INVESTOR SERVICES, INC.	WELLS FARGO ADVISORS	May 29, 2008	May 30, 2008	1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FIRST CITIZENS INVESTOR SERVICES, INC.	Nov 4, 2002	Feb 20, 2007	1,569	Firm change after gap	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Sep 24, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 30, 2008 to Sep 23, 2019factForm ADV
→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Feb 20, 2007 to May 29, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 1, 2002 to Nov 4, 2002factForm ADV

Dated events

No dated event names this entity yet.