DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MARINER
Seal Beach, CA | El Segundo, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Jun 29, 2026 | n/a | yes | Seal Beach, CA|El Segundo, CA | Current employment |
| THE LEGACY FINANCIAL GROUP, INC. | Independent wealth | Nov 12, 2020 | Jul 25, 2022 | no | TULSA, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE LEGACY FINANCIAL GROUP, INC. | Mariner | Jul 25, 2022 | Jun 29, 2026 | 1,435 | Firm change after gap | RIA to ibd |