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C•••• B•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C•••• B•••• W•••••

Advisor at P••• I••••••••• A•••••••

NAPERVILLE, IL

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Search this name across graphsid dfx:ria:f3b549b2-2944-a888-6e5d-2f8eb3f3101c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 1, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• I••••••••• A•••••••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••• I••••••••• A•••••••	Asset manager	Feb 3, 2023	n/a	yes	NAPERVILLE, IL	Current employment
J••• M••••• S••••••••• L••	Wirehouse	May 4, 2022	Jan 3, 2023	no	Leawood, KS\|West Des Moines, IA\|West Des Moines, IA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	P••• I••••••••• A•••••••	Jan 3, 2023	Feb 3, 2023	31	Firm change	Other
S••••••• P•••••• F••••••••• L••	J••• M••••• S••••••••• L••	Mar 21, 2022

Relationships

Registered with (4)

→ P••• I••••••••• A•••••••Registered adviserregistration: current employment
Feb 3, 2023 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
May 4, 2022 to Jan 3, 2023factForm ADV
→ S••••••• P•••••• F••••••••• L••Registered adviserregistration: previous registration
Jul 20, 2021 to Mar 21, 2022factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jan 3, 2023
Advisor changed firm
C•••• B•••• W••••• left J••• M••••• S••••••••• L•• for P••• I••••••••• A••••••• (registered 2023-02-03)
Form ADVobserved 7 days ago
Occurred
Mar 21, 2022
Advisor changed firm
C•••• B•••• W••••• left S••••••• P•••••• F••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2022-05-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3b549b2-2944-a888-6e5d-2f8eb3f3101c
First observed: Jan 1, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.