DFX Intelligence

F•••• I••••••••• S••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

F•••• I••••••••• S••••••••

RICK F••••, LLC, CRD 300479

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Search this name across graphsid dfx:ria:f3ba1703-42b8-6464-4fad-24372208fcc7

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2026 to Mar 17, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 15
High net worth clients: 193
CRD: 300479

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• A••• F••••	Chartered Financial Analyst	SAN SABA, TX	7	37	1	no

Relationships

Registered with (2)

← R•••••• A••• F••••Advisorregistration: current employment
Mar 1, 2019 to presentfactForm ADV
← J••••••• M•••••• L•••••Advisorregistration: previous registration
Jun 9, 2021 to Aug 10, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3ba1703-42b8-6464-4fad-24372208fcc7
First observed: Mar 17, 2026
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.