DFX Intelligence

J••••••• M•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

J••••••• M•••••• L•••••

Advisor at L••••• F•••••••• P•••••••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:0f6f9b3e-097c-235f-1f13-f07e7b6c9ae6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• F•••••••• P•••••••	State registered	Jul 12, 2021	n/a	yes	SAN DIEGO, CA	Current employment
F•••• I••••••••• S••••••••	State registered	Jun 9, 2021	Aug 10, 2021	no	SAN SABA, TX\|San Diego, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• I••••••••• S••••••••	L••••• F•••••••• P•••••••	Aug 10, 2021	Jul 12, 2021	-29	Firm change	Other
D••••• F••••••••• L••	F•••• I••••••••• S••••••••	Dec 31, 2020	Jun 9, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
154084:286648:CA:2017-08-18	Aug 18, 2017	Jul 14, 2017	LA QUINTA, CA	Firm change after gap

Relationships

Registered with (6)

→ L••••• F•••••••• P•••••••Registered adviserregistration: current employment
Jul 12, 2021 to presentfactForm ADV
→ F•••• I••••••••• S••••••••Registered adviserregistration: previous registration
Jun 9, 2021 to Aug 10, 2021factForm ADV
→ D••••• F••••••••• L••Registered adviserregistration: previous registration
Jul 14, 2017 to Dec 31, 2020factForm ADV
→ A••••••• P••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f6f9b3e-097c-235f-1f13-f07e7b6c9ae6
First observed: Aug 11, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.