P••• P••••••

Advisor at W••••••••• A••••••• P••••••• L••

LYNCHBURG, VA | WEST CHESTER, PA

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Search this name across graphsid dfx:ria:f3ba5efa-9b64-e928-4cc3-1bd4d42557a5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Jun 1, 2026	n/a	yes	WEST CHESTER, PA\|LYNCHBURG, VA	Current employment
A••••••••• W••••• P•••••••	Independent wealth	Sep 18, 2025	May 20, 2026	no	LYNCHBURG, VA\|MINNETONKA, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• W••••• P•••••••	W••••••••• A••••••• P••••••• L••	May 20, 2026	Jun 1, 2026	12	Firm change	RIA to ibd

Relationships

Registered with (2)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Sep 18, 2025 to May 20, 2026factForm ADV

Dated events

Occurred
May 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3ba5efa-9b64-e928-4cc3-1bd4d42557a5
First observed: Sep 18, 2025
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.