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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Mitchell Thunell

Advisor at CETERA INVESTMENT ADVISERS LLC

DALLAS, TX | McKinney, TX

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Search this name across graphsid dfx:ria:f3bccf3e-15b0-7e55-75ed-c566801044f7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 5, 2024
First registration: Jun 29, 2018
Dual registered: yes, broker-dealer
Other names: Mitchell Scott Thunell|Paul Thunell
IAPD individual key: 6937259

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 8, 2026	n/a	yes	McKinney, TX\|DALLAS, TX	Current employment
ROBINHOOD ASSET MANAGEMENT	Bd affiliated wealth	May 7, 2025	Sep 11, 2026	no	MENLO PARK, CA\|McKinney, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 3, 2019	Apr 20, 2021	no	NEW YORK, NY\|CHANDLER, AZ	Previous registration
EDWARD JONES	National bd RIA	Jun 29, 2018	May 17, 2019	no	Rexburg, ID\|ST LOUIS, MO\|GILBERT, AZ\|Gilbert, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROBINHOOD ASSET MANAGEMENT	CETERA INVESTMENT ADVISERS LLC	Sep 11, 2026	Sep 8, 2026	-3	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ROBINHOOD ASSET MANAGEMENT	Apr 20, 2021	May 7, 2025	1,478	Firm change after gap	Wirehouse to new firm
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 17, 2019	Oct 3, 2019	139	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV
→ ROBINHOOD ASSET MANAGEMENTRegistered adviserregistration: previous registration
May 7, 2025 to Sep 11, 2026factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 3, 2019 to Apr 20, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 29, 2018 to May 17, 2019factForm ADV

Dated events

Occurred
Sep 11, 2026
Advisor changed firm
Mitchell Thunell left Robinhood Asset Management for Cetera Investment Advisers Llc (registered 2026-09-08)
Form ADVobserved 6 days ago