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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

Tracey Dean

Advisor at ONEAMERICA SECURITIES, INC.

Millcreek, UT | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:f3bf04c3-cb9f-bd6f-9dce-beee1c9cd271

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ONEAMERICA SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Nov 5, 2004
First registration: May 17, 2010
Dual registered: yes, broker-dealer
Other names: Tracey Stephenie Dean|TRACEY S STOUT|TRACEY STEPENIE STOUT|TRACEY S. DEAN|TRACEY STEPHENIE STOUT|TRACEY S DEAN|TRACEY S. DEAN
IAPD individual key: 4824667

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Apr 7, 2025	n/a	yes	Millcreek, UT\|INDIANAPOLIS, IN	Current employment
IP FINANCIAL ADVISORY SERVICES LLC	Independent wealth	Feb 4, 2020	Mar 3, 2025	no	Salt Lake City, UT\|CHARLOTTE, NC	Previous registration
INNOVATION PARTNERS LLC	Independent wealth	Jan 13, 2017	Sep 18, 2020	no	Salt Lake City, UT\|CHARLOTTE, NC\|Salt Lake City, UT	Previous registration
LEGEND ADVISORY, LLC	Former SEC adviser	Dec 17, 2012	Jan 24, 2017	no	MIDVALE, UT\|PALM BEACH GARDENS, FL\|West Valley City, UT	Previous registration
GIRARD SECURITIES, INC.	Former SEC adviser	Jan 12, 2012	Dec 13, 2012	no	SALT LAKE CITY, UT\|SALT LAKE CITY, UT	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	May 17, 2010	Dec 21, 2011	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IP FINANCIAL ADVISORY SERVICES LLC	ONEAMERICA SECURITIES, INC.	Mar 3, 2025	Apr 7, 2025	35	Firm change	Ibd to ibd
INNOVATION PARTNERS LLC	IP FINANCIAL ADVISORY SERVICES LLC	Sep 18, 2020	Feb 4, 2020	-227	Firm change after gap	Ibd to RIA
LEGEND ADVISORY, LLC	INNOVATION PARTNERS LLC	Jan 24, 2017	Jan 13, 2017	-11	Firm change	Other
GIRARD SECURITIES, INC.	LEGEND ADVISORY, LLC	Dec 13, 2012	Dec 17, 2012	4	Firm change	Other
EQUITABLE ADVISORS, LLC	GIRARD SECURITIES, INC.	Dec 21, 2011	Jan 12, 2012	22	Firm change	Other

Relationships

Registered with (6)

→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: current employment
Apr 7, 2025 to presentfactForm ADV
→ IP FINANCIAL ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
Feb 4, 2020 to Mar 3, 2025factForm ADV
→ INNOVATION PARTNERS LLCRegistered adviserregistration: previous registration
Jan 13, 2017 to Sep 18, 2020factForm ADV
→ LEGEND ADVISORY, LLCRegistered adviserregistration: previous registration
Dec 17, 2012 to Jan 24, 2017factForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Jan 12, 2012 to Dec 13, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
May 17, 2010 to Dec 21, 2011factForm ADV

Dated events

Occurred
Mar 3, 2025
Advisor changed firm
Tracey Dean left Ip Financial Advisory Services Llc for Oneamerica Securities, Inc. (registered 2025-04-07)
Form ADVobserved 4 days ago