This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UNITED BROKERAGE SERVICES INC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 3, 1997earliest registration or exam on IAPD

Years in industry

29derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

4

Exams

S66|S63

First exam

Jan 3, 1997

First registration

Jun 10, 2022

Dual registered

yes, broker-dealer

IAPD individual key

2836047

• Occurred

  Aug 18, 2022
  Advisor changed firm

  John Richard Currier left Independent Advisor Alliance, Llc for United Brokerage Services Inc (registered 2023-04-04)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f3c78a04-e93e-6e9e-125c-b787eb84aba7

First observed

Jun 10, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.