DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

Brian Winslow

Advisor at SOFI WEALTH LLC

Gilbert, AZ | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f3c7f7f1-0b8d-27f2-8df4-f4cbed514bc9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 31, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOFI WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: May 30, 2017
First registration: May 31, 2017
Dual registered: yes, broker-dealer
Other names: Brian Winslow|Brian Michael Winslow
IAPD individual key: 6768461

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOFI WEALTH LLC	Bd affiliated wealth	Mar 19, 2025	n/a	yes	Gilbert, AZ\|SAN FRANCISCO, CA	Current employment
MORGAN STANLEY	Wirehouse	Apr 19, 2024	Mar 14, 2025	no	GILBERT, AZ	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	May 17, 2021	Apr 2, 2024	no	PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|Phoenix, AZ\|PHOENIX, AZ\|Scottsdale, AZ\|PHOENIX, AZ\|Phoenix, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|Scottsdale, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 31, 2017	Dec 14, 2020	no	CHICAGO, IL\|CHANDLER, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	SOFI WEALTH LLC	Mar 14, 2025	Mar 19, 2025	5	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	Apr 2, 2024	Apr 19, 2024	17	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Dec 14, 2020	May 17, 2021	154	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ SOFI WEALTH LLCRegistered adviserregistration: current employment
Mar 19, 2025 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 19, 2024 to Mar 14, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 17, 2021 to Apr 2, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 31, 2017 to Dec 14, 2020factForm ADV

Dated events

Occurred
Mar 14, 2025
Advisor changed firm
Brian Winslow left Morgan Stanley for Sofi Wealth Llc (registered 2025-03-19)
Form ADVobserved 6 days ago
Occurred
Apr 2, 2024
Advisor changed firm
Brian Winslow left J.P. Morgan Securities Llc for Morgan Stanley (registered 2024-04-19)
Form ADVobserved 6 days ago