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Advisor at NWF ADVISORY SERVICES INC
Fredonia, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | Independent wealth | May 19, 2025 | n/a | yes | Fredonia, NY | Current employment |
| THE AMERIFLEX GROUP | Bd affiliated wealth | Oct 9, 2023 | Jul 3, 2025 | no | Fredonia, NY | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 12, 2020 | Oct 19, 2023 | no | FREDONIA, NY|JAMESTOWN, NY|FREDONIA, NY | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Nov 28, 2011 | Nov 12, 2020 | no | SAN DIEGO, CA|JAMESTOWN, NY|FREDONIA, NY | Previous registration |
| SUMMIT FINANCIAL ADVISORS, LLC | n/a | Aug 13, 2003 | Dec 31, 2007 | no | JAMESTOWN, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE AMERIFLEX GROUP | NWF ADVISORY SERVICES INC | Jul 3, 2025 | May 19, 2025 | -45 | Bulk transfer | Ibd to RIA |
| CETERA INVESTMENT ADVISERS LLC | THE AMERIFLEX GROUP | Oct 19, 2023 | Oct 9, 2023 | -10 | Firm change | Ibd to ibd |
| FIRST ALLIED ADVISORY SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Nov 12, 2020 | Nov 12, 2020 | 0 | Bulk transfer | Ibd to ibd |
| SUMMIT FINANCIAL ADVISORS, LLC | FIRST ALLIED ADVISORY SERVICES, INC. | Dec 31, 2007 | Nov 28, 2011 | 1,428 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:305585:NY:2023-10-19 | Oct 19, 2023 | Oct 9, 2023 | FREDONIA, NY | Firm change |