DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••• J•• B••••••

N•• A••••••• S••••••• I••independent RIAFredonia, Nydual registrantIAPD 1540406

Feed of 09/14/2026

At current firm

1 y

since May 19, 2025

In the industry

39 y

since Mar 31, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•• A••••••• S••••••• I•• independent RIA current
since May 19, 2025 · Fredonia, Ny
T•• A•••••••• G•••• BD affiliated
Oct 9, 2023 to Jul 3, 2025 · Fredonia, Ny
C••••• I••••••••• A••••••• L•• BD affiliated
Nov 12, 2020 to Oct 19, 2023 · Fredonia, Ny
F•••• A••••• A••••••• S•••••••• I••• former
Nov 28, 2011 to Nov 12, 2020 · San Diego, Ca
S••••• F•••••••• A•••••••• L•• unclassified
Aug 13, 2003 to Dec 31, 2007 · Jamestown, Ny

Moves

a registration end followed by a registration begin elsewhere

T•• A•••••••• G•••• to N•• A••••••• S••••••• I••
left Jul 3, 2025, registered May 19, 2025 (-45 days) · corporate re-registration, not a move
C••••• I••••••••• A••••••• L•• to T•• A•••••••• G••••
left Oct 19, 2023, registered Oct 9, 2023 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
S••••• F•••••••• A•••••••• L•• to F•••• A••••• A••••••• S•••••••• I•••
left Dec 31, 2007, registered Nov 28, 2011 (1428 days) · Other

Signals

Luke Jay Buehler left Cetera Investment Advisers Llc for The Ameriflex Group (registered 2023-10-09)
Oct 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address