DFX Intelligence

C•••• K••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C•••• K••••••••• L••

CRD 148428

NEW YORK, NY

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Search this name across graphsid dfx:ria:f3dacfef-3588-eecb-c312-12beb7a2dcd2

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2012 to Mar 23, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.04 fund_share=0.67 institutional_share=0.29 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.4B••• Locked
Discretionary RAUM: $3.4B
Private client RAUM: $138Mderived••• Locked
Private client share: 4%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C• D••••••••• F••• L••	Hedge Fund	$2.0B	Mar 23, 2026	62	Mar 27, 2012	reported	021-184417
S•••••••• G••••• F••• L••	Hedge Fund	$48.1M	Mar 27, 2012

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• G•••••• M••••••	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	D	yes	08/2008	Mar 27, 2012	Mar 25, 2024
K••••••••• T•••••• D••••	MANAGING MEMBER	D	yes	08/2008	Mar 27, 2012	Mar 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T••••• D• K•••••••••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.4B	$3.0B	13.4%	$2.1B	18.2%	7	7	0	0

Relationships

Advises (2)

→ C• D••••••••• F••• L••Private fundHedge Fund, IA
Mar 27, 2012 to presentfactForm ADV
→ S•••••••• G••••• F••• L••Private fundHedge Fund, IA, no longer reported
Mar 27, 2012 to Mar 27, 2012factForm ADV

Controls (2)

← C••••• G•••••• M••••••OwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 27, 2012 to Mar 25, 2024factForm ADV
← K••••••••• T•••••• D••••

Dated events

Occurred
Mar 30, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.2B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f3dacfef-3588-eecb-c312-12beb7a2dcd2
First observed: Mar 27, 2012
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.