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C•••• K••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· New York, New York

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $3.4B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$3.4B
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
+13%
Form ADV, consecutive annual filings
Private clients
4.1% of RAUM, $138M
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 148428 · SEC 801-69612 · 26 filingsShow
CRD 148428SEC 801-69612First filing on the tape Mar 27, 2012, latest Mar 23, 2026SEC status approved since Sep 23, 2008IAPD
RAUM
$3.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
4.1%
$138M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$3.4B as of Mar 23, 2026
Mar 27, 2012$251M then
HNW client RAUM$134M as of Mar 23, 2026
Mar 28, 2018$27.8M then
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 27, 20120 then
Employees (5.A)7 as of Mar 23, 2026
Mar 27, 20136 then
Private funds1 as of Mar 23, 2026
Mar 27, 20122 then
RAUM +13% over the last fiscal year+18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$29.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
29%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$2.3B, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.3B67%
  • Charitable organizations$962M28%
  • High-net-worth individuals$134M4.0%
  • Pension and profit-sharing plans$13.1M0.4%
  • Individuals$3.7M0.1%
Individual clients
14reported
HNW clients
76reported
Pension plan clients
n/areported
Charitable clients
10reported
Accounts
114reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$2.3B for 3 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.04 fund_share=0.67 institutional_share=0.29 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C• D••••••••• F••• L••Hedge Fund$2.0B62Mar 27, 2012
      S•••••••• G••••• F••• L••no longer reportedHedge Fund$48.1M13Mar 27, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • C••••• G•••••• M•••••• · Managing Member, Chief Compliance Officercontrol
        since 08/2008 · owns 50% to 75%
      • K••••••••• T•••••• D•••• · Managing Membercontrol
        since 08/2008 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • T••••• D• K•••••••••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • high institutional concentrationStatic outlier · filing Mar 23, 2026
        institutional share of RAUM of 29% against a peer median of 0% (1506 comparable advisers, 99.0th percentile, 9.7 robust deviations)
        peers: asset managers, $1B to $5B (1,506) · 99% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Assets in custody · $2.0B to $2.3B
        Mar 28, 2025 to Mar 23, 2026
      • Discretionary RAUM · $3.0B to $3.4B
        Mar 28, 2025 to Mar 23, 2026
      • HNW RAUM · $104M to $134M
        Mar 28, 2025 to Mar 23, 2026
      • Individual RAUM · $3.0M to $3.7M
        Mar 28, 2025 to Mar 23, 2026
      • Pension RAUM · $11.2M to $13.1M
        Mar 28, 2025 to Mar 23, 2026
      • Pooled vehicle RAUM · $2.0B to $2.3B
        Mar 28, 2025 to Mar 23, 2026
      • RAUM · $3.0B to $3.4B
        Mar 28, 2025 to Mar 23, 2026
      • Accounts · 116 to 114
        Mar 25, 2024 to Mar 28, 2025
      • Charity clients · 12 to 10
        Mar 25, 2024 to Mar 28, 2025
      • HNW clients · 78 to 76
        Mar 25, 2024 to Mar 28, 2025
      • Individual clients · 12 to 14
        Mar 25, 2024 to Mar 28, 2025
      • Financial planning clients · 0 to 0
        Mar 25, 2024 to Mar 28, 2025
      • Discretionary RAUM · $2.5B to $3.0B
        Mar 25, 2024 to Mar 28, 2025
      • HNW RAUM · $85.4M to $104M
        Mar 25, 2024 to Mar 28, 2025
      • Individual RAUM · $2.0M to $3.0M
        Mar 25, 2024 to Mar 28, 2025
      • Pension RAUM · $8.8M to $11.2M
        Mar 25, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $2.0B to $2.0B
        Mar 25, 2024 to Mar 28, 2025
      • RAUM · $2.5B to $3.0B
        Mar 25, 2024 to Mar 28, 2025
      • Accounts · 118 to 116
        Dec 18, 2023 to Mar 25, 2024
      • HNW clients · 80 to 78
        Dec 18, 2023 to Mar 25, 2024
      • Assets in custody · $1.6B to $2.0B
        Dec 18, 2023 to Mar 25, 2024
      • Discretionary RAUM · $2.1B to $2.5B
        Dec 18, 2023 to Mar 25, 2024
      • HNW RAUM · $72.6M to $85.4M
        Dec 18, 2023 to Mar 25, 2024
      • Individual RAUM · $1.2M to $2.0M
        Dec 18, 2023 to Mar 25, 2024
      • Pension RAUM · $6.4M to $8.8M
        Dec 18, 2023 to Mar 25, 2024
      • Pooled vehicle RAUM · $1.6B to $2.0B
        Dec 18, 2023 to Mar 25, 2024
      • RAUM · $2.1B to $2.5B
        Dec 18, 2023 to Mar 25, 2024
      • Accounts · 120 to 118
        Mar 30, 2022 to Mar 29, 2023
      • Charity clients · 11 to 12
        Mar 30, 2022 to Mar 29, 2023
      • HNW clients · 89 to 80
        Mar 30, 2022 to Mar 29, 2023
      • Individual clients · 6 to 12
        Mar 30, 2022 to Mar 29, 2023
      • Assets in custody · $2.1B to $1.6B
        Mar 30, 2022 to Mar 29, 2023
      • Discretionary RAUM · $2.6B to $2.1B
        Mar 30, 2022 to Mar 29, 2023
      • HNW RAUM · $90.9M to $72.6M
        Mar 30, 2022 to Mar 29, 2023
      • Individual RAUM · $1.3M to $1.2M
        Mar 30, 2022 to Mar 29, 2023
      • Pension RAUM · $9.1M to $6.4M
        Mar 30, 2022 to Mar 29, 2023
      • Pooled vehicle RAUM · $2.1B to $1.6B
        Mar 30, 2022 to Mar 29, 2023
      • RAUM · $2.6B to $2.1B
        Mar 30, 2022 to Mar 29, 2023
      • Accounts · 118 to 120
        Sep 17, 2021 to Mar 30, 2022
      • Individual clients · unset to 6.0
        Sep 17, 2021 to Mar 30, 2022
      Signals
      1 dated events
      • ••• Locked
        Mar 30, 2020 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 23, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026