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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Kevin Daniel Harrington

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BEND, OR

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Search this name across graphsid dfx:ria:f3defa18-13f5-9233-b5d7-86d246c47510

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 1, 2015
First registration: Apr 1, 2015
Dual registered: yes, broker-dealer
Other names: KEVIN DANIEL HARRINGTON|KEVIN HARRINGTON|Kevin D Harrington
IAPD individual key: 6434026

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 2, 2024	n/a	yes	BEND, OR	Current employment
WELLS FARGO ADVISORS	Wirehouse	Sep 24, 2018	Jun 21, 2024	no	DULUTH, MN\|GREEN BAY, WI\|MILWAUKEE, WI\|DULUTH, MN\|GREEN BAY, WI	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 24, 2016	Sep 11, 2018	no	Altoona, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 1, 2015	Feb 3, 2016	no	EAU CLAIRE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 21, 2024	Jul 2, 2024	11	Firm change	Wirehouse to wirehouse
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	WELLS FARGO ADVISORS	Sep 11, 2018	Sep 24, 2018	13	Firm change	Other
LPL FINANCIAL LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Feb 3, 2016	Feb 24, 2016	21	Firm change	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Jul 2, 2024 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 24, 2018 to Jun 21, 2024factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Feb 24, 2016 to Sep 11, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 1, 2015 to Feb 3, 2016factForm ADV

Dated events

Occurred
Jun 21, 2024
Advisor changed firm
Kevin Daniel Harrington left Wells Fargo Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-07-02)
Form ADVobserved 6 days ago