DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at K•• C•••••• W••••• A••••••• L••
ABITA SPRINGS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•• C•••••• W••••• A••••••• L•• | State registered | Oct 16, 2020 | n/a | yes | ABITA SPRINGS, LA | Current employment |
| L•••• F•••••••• A•••••••• L•• | n/a | Oct 23, 2012 | Oct 16, 2020 | no | OVERLAND PARK, KS|Kansas City, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•••• F•••••••• A•••••••• L•• | K•• C•••••• W••••• A••••••• L•• | Oct 16, 2020 | Oct 16, 2020 | 0 | Firm change | Other |
| N••••••• W••••• M••••••••• | L•••• F•••••••• A•••••••• L•• | Aug 28, 2012 | Oct 23, 2012 |
| N••••••• W••••• M••••••••• | Independent wealth | Feb 27, 2012 | Aug 28, 2012 | no | ABITA SPRINGS, LA | Previous registration |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | Former SEC adviser | Mar 4, 2011 | Dec 31, 2011 | no | OLATHE, KS|ABITA SPRINGS, LA | Previous registration |
| S••••• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 17, 2010 | Mar 3, 2011 | no | ABITA SPRINGS, LA|ABITA SPRINGS, LA | Previous registration |
| 56 |
| Firm change |
| Other |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | N••••••• W••••• M••••••••• | Dec 31, 2011 | Feb 27, 2012 | 58 | Firm change | Other |
| S••••• F•••••••• S•••••••• I••• | N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | Mar 3, 2011 | Mar 4, 2011 | 1 | Firm change | Other |