DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
LITTLE RIVER, SC | PARAMUS, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 17, 2025 | n/a | yes | PARAMUS, NJ|LITTLE RIVER, SC | Current employment |
| P•••••• P•••••••• P•••••••• L•• | Former SEC adviser | Aug 30, 2016 | Apr 8, 2025 | no | Middletown, MD|PARAMUS, NJ|Myrtle Beach, SC|Little River, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• P•••••••• P•••••••• L•• | L•• F•••••••• L•• | Apr 8, 2025 | Mar 17, 2025 | -22 | Firm change | RIA to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | P•••••• P•••••••• P•••••••• L•• | Aug 22, 2016 | Aug 30, 2016 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Feb 20, 2009 | Aug 22, 2016 | no | FREDERICK, MD|CHAMBERSBURG, PA | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Feb 24, 2009 | no | FREDERICK, MD | Previous registration |
| M••••• S•••••• D• I••• | n/a | Oct 13, 2006 | Apr 2, 2007 | no | FREDERICK, MD | Previous registration |
| L••••• W••••• M••••••••• C••••••• L•• | n/a | Nov 3, 2005 | Sep 25, 2006 | no | ROCKVILLE, MD | Previous registration |
| T• R••• P•••• A••••••• S•••••••• I••• | Bd affiliated wealth | Jun 5, 2002 | Jan 23, 2004 | no | SHORT HILLS, NJ | Previous registration |
| 8 |
| Firm change |
| Other |
| M••••• S•••••• • C•• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Feb 24, 2009 | Feb 20, 2009 | -4 | Firm change | Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| L••••• W••••• M••••••••• C••••••• L•• | M••••• S•••••• D• I••• | Sep 25, 2006 | Oct 13, 2006 | 18 | Firm change | Other |
| T• R••• P•••• A••••••• S•••••••• I••• | L••••• W••••• M••••••••• C••••••• L•• | Jan 23, 2004 | Nov 3, 2005 | 650 | Firm change after gap | Other |