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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

JAMES FREDERICK SCHLAGER

Advisor at CERITY PARTNERS LLC

NEW YORK, NY | EL SEGUNDO, CA

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Search this name across graphsid dfx:ria:f3f6eede-79d6-d433-aed5-a31dbb71c19b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 17, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CERITY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 10, 1996
First registration: Jan 17, 1997
Dual registered: yes, broker-dealer
Other names: JAMES FREDERICK SCHLAGER|James Schlager
IAPD individual key: 1944421

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CERITY PARTNERS LLC	Independent wealth	Mar 6, 2026	n/a	yes	NEW YORK, NY\|EL SEGUNDO, CA	Current employment
RUNNING POINT CAPITAL ADVISORS LLC	Former SEC adviser	Dec 26, 2019	Aug 3, 2026	no	EL SEGUNDO, CA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 31, 2005	Dec 6, 2005	no	SEATTLE, WA\|LOS ANGELES, CA\|PHOENIX, AZ	Previous registration
THREADLINE WEALTH	Independent wealth	Mar 18, 1997	Jan 21, 2020	no	LOS ANGLES, CA\|El Segundo, CA	Previous registration
SENTRA SECURITIES CORPORATION	n/a	Jan 17, 1997	Oct 31, 2005	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RUNNING POINT CAPITAL ADVISORS LLC	CERITY PARTNERS LLC	Aug 3, 2026	Mar 6, 2026	-150	Firm change after gap	RIA to RIA
THREADLINE WEALTH	SAGEPOINT FINANCIAL, INC.	Jan 21, 2020	Oct 31, 2005	-5,195	Firm change after gap	Other
SAGEPOINT FINANCIAL, INC.	RUNNING POINT CAPITAL ADVISORS LLC	Dec 6, 2005	Dec 26, 2019	5,133	Firm change after gap	Other
SENTRA SECURITIES CORPORATION	THREADLINE WEALTH	Oct 31, 2005	Mar 18, 1997	-3,149	Firm change after gap	Other

Relationships

Registered with (5)

→ CERITY PARTNERS LLCRegistered adviserregistration: current employment
Mar 6, 2026 to presentfactForm ADV
→ RUNNING POINT CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Dec 26, 2019 to Aug 3, 2026factForm ADV
→ THREADLINE WEALTHRegistered adviserregistration: previous registration
Mar 18, 1997 to Jan 21, 2020factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 31, 2005 to Dec 6, 2005factForm ADV
→ SENTRA SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 17, 1997 to Oct 31, 2005factForm ADV

Dated events

Occurred
Aug 3, 2026
Advisor changed firm
James Frederick Schlager left Running Point Capital Advisors Llc for Cerity Partners Llc (registered 2026-03-06)
Form ADVobserved 6 days ago