DFX Intelligence

T•••••• A••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

T•••••• A••• O••••••

Advisor at M•••••• • N••••• A•••••••• L••

FAIRPORT, NY | West Chester, PA

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Search this name across graphsid dfx:ria:f4047aa9-f6ca-c192-3a04-cb364c187848

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 16, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• • N••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• • N••••• A•••••••• L••	Mixed wealth	Dec 5, 2023	n/a	yes	FAIRPORT, NY\|West Chester, PA	Current employment
S•• I••••••••• M••••••••• C•••	Mixed wealth	Mar 30, 2022	Nov 28, 2023	no	OAKS, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• M••••••••• C•••	M•••••• • N••••• A•••••••• L••	Nov 28, 2023	Dec 5, 2023	7	Firm change	Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	S•• I••••••••• M••••••••• C•••	Feb 22, 2022	Mar 30, 2022

Relationships

Registered with (4)

→ M•••••• • N••••• A•••••••• L••Registered adviserregistration: current employment
Dec 5, 2023 to presentfactForm ADV
→ S•• I••••••••• M••••••••• C•••Registered adviserregistration: previous registration
Mar 30, 2022 to Nov 28, 2023factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 4, 2021 to Feb 22, 2022factForm ADV
→ N••••• A•••• M••••••••• L••

Dated events

Occurred
Nov 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 22, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4047aa9-f6ca-c192-3a04-cb364c187848
First observed: Aug 16, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.