DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy Alan O'Leary
Feed of 09/15/2026
Also filed as Timothy Alan Oleary
At current firm
2 y
since Dec 5, 2023
In the industry
28 y
since Nov 17, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Manning & Napier Advisors, LLC mixed wealth currentsince Dec 5, 2023 · Fairport, Ny
- Sei Investments Management Corp mixed wealthMar 30, 2022 to Nov 28, 2023 · Oaks, Pa
- Raymond James Financial Services Advisors, Inc BD affiliatedFeb 4, 2021 to Feb 22, 2022 · Wilmington, De
- Nuveen Asset Management, LLC mixed wealthAug 16, 2012 to Aug 7, 2020 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Sei Investments Management Corp to Manning & Napier Advisors, LLCleft Nov 28, 2023, registered Dec 5, 2023 (7 days) · Other
- Raymond James Financial Services Advisors, Inc to Sei Investments Management Corpleft Feb 22, 2022, registered Mar 30, 2022 (36 days) · Other
- Nuveen Asset Management, LLC to Raymond James Financial Services Advisors, Incleft Aug 7, 2020, registered Feb 4, 2021 (181 days) · RIA to affiliated broker-dealer or bank
Signals
- Timothy Alan O'Leary left Sei Investments Management Corp for Manning & Napier Advisors, Llc (registered 2023-12-05)Nov 28, 2023 · Advisor changed firm · fact
- Timothy Alan O'Leary left Raymond James Financial Services Advisors, Inc for Sei Investments Management Corp (registered 2022-03-30)Feb 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address