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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)41 years in industry

James Ray Julian

Advisor at CETERA INVESTMENT ADVISERS LLC

CARMEL, IN

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Search this name across graphsid dfx:ria:f405eb67-f20c-a806-8950-db0cdc7a73ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66
First exam: Apr 11, 2002
First registration: May 18, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1038299

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 20, 2025	n/a	yes	CARMEL, IN	Current employment
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Feb 24, 2010	Feb 20, 2025	no	CARMEL, IN\|Carmel, IN\|CARMEL, IN\|GREENWOOD, IN\|NOBLESVILLE, IN\|PALM DESERT, CA\|BIRMINGHAM, AL	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 4, 2005	Nov 3, 2009	no	CARMEL, IN\|CARMEL, IN	Previous registration
OSAIC FA, INC.	Former SEC adviser	May 18, 2002	May 10, 2005	no	CARMEL, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	CETERA INVESTMENT ADVISERS LLC	Feb 20, 2025	Feb 20, 2025	0	Bulk transfer	Ibd to ibd
OSAIC WEALTH, INC.	CONCOURSE FINANCIAL GROUP ADVISORS	Nov 3, 2009	Feb 24, 2010	113	Firm change	Other
OSAIC FA, INC.	OSAIC WEALTH, INC.	May 10, 2005	Oct 4, 2005	147	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Feb 20, 2025 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Feb 24, 2010 to Feb 20, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 4, 2005 to Nov 3, 2009factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
May 18, 2002 to May 10, 2005factForm ADV

Dated events

No dated event names this entity yet.