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Registered advisor
J•••• R•• J•••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
1 y
since Feb 20, 2025
In the industry
41 y
since Jan 1, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 20, 2025 · Carmel, In
- C•••••••• F•••••••• G•••• A••••••• formerFeb 24, 2010 to Feb 20, 2025 · Carmel, In
- O•••• W•••••• I••• BD affiliatedOct 4, 2005 to Nov 3, 2009 · Carmel, In
- O•••• F•• I••• formerMay 18, 2002 to May 10, 2005 · Carmel, In
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••left Feb 20, 2025, registered Feb 20, 2025 (0 days) · corporate re-registration, not a move
- O•••• W•••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Nov 3, 2009, registered Feb 24, 2010 (113 days) · Other
- O•••• F•• I••• to O•••• W•••••• I•••left May 10, 2005, registered Oct 4, 2005 (147 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address