This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BNY MELLON SECURITIES CORPORATION

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Current registrations

1

Registered states

45

Designations

Certified Financial Planner

Exams

S63

First exam

Jun 13, 2001

Dual registered

yes, broker-dealer

Other names

FEI K KO|FEI K TSUM|FEI TSUM

IAPD individual key

2438739

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f40e7ea6-9665-e8cd-85f0-f775bb47a16a

First observed

May 1, 2001

Last observed

Sep 17, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.