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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

DAVID SAMUEL BARRY

Advisor at LPL FINANCIAL LLC

HIGHLANDS RANCH, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f40ee1af-85ac-d528-9a1c-7cbc08d6a9c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Exams: S66|S65|S63
First exam: Sep 28, 1989
First registration: Apr 14, 2008
Dual registered: yes, broker-dealer
Other names: DAVID BARRY
IAPD individual key: 1998799

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	n/a	yes	HIGHLANDS RANCH, CO	Current employment
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Mar 11, 2013	Nov 29, 2017	no	HIGHLANDS RANCH, CO\|BISMARCK, ND\|LAFAYETTE, CO	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Apr 14, 2008	Feb 21, 2013	no	LITTLETON, CO\|LITTLETON, CO\|ENGLEWOOD, CO\|CENTENNIAL, CO\|GREENWOOD VILLAGE, CO\|LONE TREE, CO\|ENGLEWOOD, CO\|CENTENNIAL, CO\|GREENWOOD VILLAGE, CO\|LONE TREE, CO\|ENGLEWOOD, CO\|LAKEWOOD, CO\|GREENWOOD VILLAGE, CO\|ENGLEWOOD, CO\|CENTENNIAL, CO\|LONE TREE, CO\|LITTLETON, CO\|LONE TREE, CO\|DENVER, CO\|HIGHLANDS RANCH, CO\|CENTENNIAL, CO\|LITTLETON, CO\|HIGHLANDS RANCH, CO\|LITTLETON, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT CENTERS OF AMERICA, INC.	LPL FINANCIAL LLC	Nov 29, 2017	Nov 29, 2017	0	Bulk transfer	Other
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	INVESTMENT CENTERS OF AMERICA, INC.	Feb 21, 2013	Mar 11, 2013	18	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 29, 2017 to presentfactForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Mar 11, 2013 to Nov 29, 2017factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Apr 14, 2008 to Feb 21, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f40ee1af-85ac-d528-9a1c-7cbc08d6a9c9
First observed: Apr 14, 2008
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAVID SAMUEL BARRY

Advisor at LPL FINANCIAL LLC

HIGHLANDS RANCH, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f40ee1af-85ac-d528-9a1c-7cbc08d6a9c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Nov 29, 2017

n/a

yes

HIGHLANDS RANCH, CO

Current employment

INVESTMENT CENTERS OF AMERICA, INC.

Former SEC adviser

Mar 11, 2013

Nov 29, 2017

HIGHLANDS RANCH, CO|BISMARCK, ND|LAFAYETTE, CO

Previous registration

BANCWEST INVESTMENT SERVICES, INC. (BWIS)

Former SEC adviser

Apr 14, 2008

Feb 21, 2013

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

INVESTMENT CENTERS OF AMERICA, INC.

LPL FINANCIAL LLC

Nov 29, 2017

Bulk transfer

Other

BANCWEST INVESTMENT SERVICES, INC. (BWIS)

INVESTMENT CENTERS OF AMERICA, INC.

Feb 21, 2013

Mar 11, 2013

Firm change

Other