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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

ANTHONY TYRONNE KEMP

Advisor at WELLS FARGO ADVISORS

DENTON, TX | FORT WORTH, TX | NORTH RICHLAND HILLS, TX | DALLAS, TX | CORINTH, TX

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Search this name across graphsid dfx:ria:f4185011-c154-9293-463e-1d97ee23ed64

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 22, 2002
First registration: Feb 25, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4472494

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 29, 2018	n/a	yes	FORT WORTH, TX\|NORTH RICHLAND HILLS, TX\|DENTON, TX\|DENTON, TX\|DENTON, TX\|CORINTH, TX\|DALLAS, TX	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Nov 6, 2017	no	FLOWER MOUND, TX\|HIGHLAND VILLAGE, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 11, 2009	Oct 1, 2012	no	HIGHLAND VILLAGE, TX\|FLOWER MOUND, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 27, 2007	Nov 4, 2009	no	FRISCO, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 23, 2004	Aug 4, 2007	no	PLANO, TX\|PLANO, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 25, 2002	Dec 9, 2003	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Nov 6, 2017	Jan 29, 2018	84	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHASE INVESTMENT SERVICES CORP.	Nov 4, 2009	Nov 11, 2009	7	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 4, 2007	Jul 27, 2007	-8	Firm change	Other
EQUITABLE ADVISORS, LLC	CITIGROUP GLOBAL MARKETS INC.	Dec 9, 2003	Feb 23, 2004	76	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:19616:TX:2017-10-25	Nov 6, 2017	Jan 29, 2018	HIGHLAND VILLAGE, TX	Firm change

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 29, 2018 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Nov 6, 2017factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 11, 2009 to Oct 1, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 27, 2007 to Nov 4, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 23, 2004 to Aug 4, 2007factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 25, 2002 to Dec 9, 2003factForm ADV

Dated events

No dated event names this entity yet.