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RIA / WealthAdvisor38 years in industry

KENNETH JOSEPH GIMBEL

Advisor at STRATOS WEALTH ADVISORS LLC

Kennebunkport, ME

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f438ff65-0d84-5dd4-00e3-3c870e1f6fa7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Jan 17, 2011 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Kenneth Joseph Gimbel

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATOS WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 1, 1987
First registration: Jan 17, 2011
Dual registered: no
IAPD individual key: 1737279

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATOS WEALTH ADVISORS LLC	Independent wealth	Sep 21, 2022	n/a	yes	Kennebunkport, ME	Current employment
CIBC PRIVATE WEALTH ADVISORS, INC.	Bd affiliated wealth	Sep 6, 2017	Jan 3, 2023	no	Chicago, IL	Previous registration
GENEVA ADVISORS, LLC	Former SEC adviser	Jan 17, 2011	Sep 1, 2017	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CIBC PRIVATE WEALTH ADVISORS, INC.	STRATOS WEALTH ADVISORS LLC	Jan 3, 2023	Sep 21, 2022	-104	Firm change after gap	Ibd to RIA
GENEVA ADVISORS, LLC	CIBC PRIVATE WEALTH ADVISORS, INC.	Sep 1, 2017	Sep 6, 2017	5	Bulk transfer	Other

Relationships

Registered with (3)

→ STRATOS WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Sep 21, 2022 to presentfactForm ADV
→ CIBC PRIVATE WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 6, 2017 to Jan 3, 2023factForm ADV
→ GENEVA ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 17, 2011 to Sep 1, 2017factForm ADV

Dated events

Occurred
Jan 3, 2023
Advisor changed firm
Kenneth Joseph Gimbel left Cibc Private Wealth Advisors, Inc. for Stratos Wealth Advisors Llc (registered 2022-09-21)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f438ff65-0d84-5dd4-00e3-3c870e1f6fa7
First observed: Jan 17, 2011
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KENNETH JOSEPH GIMBEL

Advisor at STRATOS WEALTH ADVISORS LLC

Kennebunkport, ME

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f438ff65-0d84-5dd4-00e3-3c870e1f6fa7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:38 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

STRATOS WEALTH ADVISORS LLC

Independent wealth

Sep 21, 2022

n/a

yes

Kennebunkport, ME

Current employment

CIBC PRIVATE WEALTH ADVISORS, INC.

Bd affiliated wealth

Sep 6, 2017

Jan 3, 2023

Chicago, IL

Previous registration

GENEVA ADVISORS, LLC

Former SEC adviser

Jan 17, 2011

Sep 1, 2017

CHICAGO, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CIBC PRIVATE WEALTH ADVISORS, INC.

STRATOS WEALTH ADVISORS LLC

Jan 3, 2023

Sep 21, 2022

-104

Firm change after gap

Ibd to RIA

GENEVA ADVISORS, LLC

CIBC PRIVATE WEALTH ADVISORS, INC.

Sep 1, 2017

Sep 6, 2017

Bulk transfer

Other