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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

DAVID ALLEN LISKA

Advisor at KAUFMAN ROSSIN WEALTH, LLC

FORT LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4430e3a-6401-0f60-81a1-79335fa18d85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KAUFMAN ROSSIN WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 4, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 4, 1994
First registration: Mar 3, 2003
Dual registered: yes, broker-dealer
Other names: David Liska|DAVID ALLEN LISKA|David A Liska
IAPD individual key: 2374477

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KAUFMAN ROSSIN WEALTH, LLC	Independent wealth	Nov 5, 2020	n/a	yes	FORT LAUDERDALE, FL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 13, 2017	Jan 3, 2020	no	AVENTURA, FL\|AVENTURA, FL	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 18, 2016	Oct 30, 2017	no	PEMBROKE PINES, FL\|HOLLYWOOD, FL\|MIRAMAR, FL\|PEMBROKE PINES, FL\|MIRAMAR, FL\|HOLLYWOOD, FL\|HOLLYWOOD, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Mar 3, 2003	Dec 31, 2016	no	PEMBROKE PINES, FL\|PLANTATION, FL\|PEMBROKE PINES, FL\|WESTON, FL\|DAVIE, FL\|TAMARAC, FL\|DAVIE, FL\|MIRAMAR, FL\|MIRAMAR, FL\|HOLLYWOOD, FL\|HOLLYWOOD, FL\|MIAMI GARDENS, FL\|PEMBROKE PINES, FL\|HOLLYWOOD, FL\|MIRAMAR, FL\|MIRAMAR, FL\|PEMBROKE PINES, FL\|HOLLYWOOD, FL\|HOLLYWOOD, FL\|NORTH MIAMI BEACH, FL\|PEMBROKE PINES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	KAUFMAN ROSSIN WEALTH, LLC	Jan 3, 2020	Nov 5, 2020	307	Firm change	Wirehouse to RIA
TRUIST ADVISORY SERVICES, INC.	J.P. MORGAN SECURITIES LLC	Oct 30, 2017	Dec 13, 2017	44	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Aug 18, 2016	-135	Bulk transfer	Other

Relationships

Registered with (4)

→ KAUFMAN ROSSIN WEALTH, LLCRegistered adviserregistration: current employment
Nov 5, 2020 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 13, 2017 to Jan 3, 2020factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 18, 2016 to Oct 30, 2017factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 3, 2003 to Dec 31, 2016factForm ADV

Dated events

No dated event names this entity yet.