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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

KAUFMAN ROSSIN WEALTH, LLC

CRD 301921

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7be7a2f1-fa60-33a1-c483-8d579916d03a

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 7
On other graphs: 0
Observed: Nov 10, 2021 to Jul 31, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $507MItem 5.F on the latest filing (2026-07-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $507M
Private client RAUM: $439MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $84.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 7
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 520
Individual clients: 123
High net worth clients: 98
Custody, client assets: $44.7M
SEC number: 801-122845
CRD: 301921
Filings on the tape: 21
First filed: Nov 10, 2021
Latest filed: Jul 31, 2026
Organised: Limited Liability Company, FL
Website: kaufmanrossinwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS JOHN PELHAM	Certified Financial Planner	MIAMI, FL	7	26	n/a	no
DAVID ALLEN LISKA	n/a	FORT LAUDERDALE, FL	5	32	3	yes
Michael Joseph Cantero	Certified Financial Planner	MIAMI, FL	3	10	1	no
DARIN KEITH SCHATZMAN	n/a	MIAMI, FL	2	20	n/a	yes
ASHLEA HEATHER AYER	Certified Financial Planner	Ft Lauderdale, FL \| MIAMI, FL	2	14	2	yes
MARIA ELIZABETH LACASA	Certified Financial Planner	MIAMI, FL	1	20	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FEIGELSON, MARC, DAVID	CHIEF OPERATING OFFICER / ELECTED MANAGER	F	yes	05/2022	Aug 19, 2022	Dec 9, 2024
HECKAMAN, BLAIN, LAMAR	VICE PRESIDENT	Na	yes	03/2019	Nov 10, 2021	Dec 9, 2024
KAUFMAN ROSSIN & CO.	Owner	E	yes	03/2019	Nov 10, 2021	Dec 9, 2024
KAUFMAN ROSSIN WEALTH HOLDINGS, LLC	Owner	E	yes	03/2019	Nov 10, 2021	Dec 9, 2024
PELHAM, THOMAS, JOHN	President	Na	yes	03/2019	Nov 10, 2021	Dec 9, 2024
SOCARRAS, MARIA, ELENA	CHIEF COMPLIANCE OFFICER	Na	yes	06/2023	Jun 14, 2023	Dec 9, 2024
GARCES, IVAN	Secretary	Na	no	02/2022	Feb 23, 2023	Dec 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KAUFMAN ROSSIN & CO.	n/a	n/a	n/a	Y	no	n/a
KR FINANCIAL SERVICES, LLC DBA KAUFMAN ROSSIN INSURANCE SERVICES	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BOCA RATON	FL	United States	2	no
FORT LAUDERDALE	FL	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 4, 2026	$507M	$507M	11	7	2	n/a	n/a
2024	Feb 18, 2025	$303M	$303M	9	7	2	n/a	n/a
2023	Feb 23, 2024	$225M	$225M	8	6	2	n/a	n/a
2022	Mar 17, 2023	$184M	$184M	5	3	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$507M	$303M	67.3%	$184M	40.3%	11	9	2	2

Relationships

Registered with (8)

← MARIA ELIZABETH LACASAAdvisorregistration: current employment
May 1, 2025 to presentfactForm ADV
← ASHLEA HEATHER AYERAdvisorregistration: current employment
Sep 19, 2024 to presentfactForm ADV
← DARIN KEITH SCHATZMANAdvisorregistration: current employment
Jun 12, 2024 to presentfactForm ADV
← Michael Joseph CanteroAdvisorregistration: current employment
Jul 21, 2023 to presentfactForm ADV
← DAVID ALLEN LISKAAdvisorregistration: current employment
Nov 5, 2020 to presentfactForm ADV
← THOMAS JOHN PELHAMAdvisorregistration: current employment
May 23, 2019 to presentfactForm ADV
← Mayelin AlvarezAdvisorregistration: previous registration
Mar 4, 2023 to Jun 17, 2025factForm ADV
← CHARLES BENNETT SACHSAdvisorregistration: previous registration
May 23, 2019 to Sep 11, 2024factForm ADV

Controls (6)

← FEIGELSON, MARC, DAVIDOwnerCHIEF OPERATING OFFICER / ELECTED MANAGER, ownership code F, individual
Aug 19, 2022 to Dec 9, 2024factForm ADV
← PELHAM, THOMAS, JOHNOwnerPRESIDENT, ownership code NA, individual
Nov 10, 2021 to Dec 9, 2024factForm ADV
← SOCARRAS, MARIA, ELENAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 14, 2023 to Dec 9, 2024factForm ADV
← HECKAMAN, BLAIN, LAMAROwnerVICE PRESIDENT, ownership code NA, individual
Nov 10, 2021 to Dec 9, 2024factForm ADV
← KAUFMAN ROSSIN & CO.OwnerOWNER, ownership code E, domestic entity
Nov 10, 2021 to Dec 9, 2024factForm ADV
← KAUFMAN ROSSIN WEALTH HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Nov 10, 2021 to Dec 9, 2024factForm ADV

Owns (1)

← GARCES, IVANOwnerSECRETARY, ownership code NA, individual
Feb 23, 2023 to Dec 9, 2024factForm ADV

Dated events

Occurred
Mar 4, 2026
Regulatory AUM changed
Kaufman Rossin Wealth, Llc reported RAUM $506.7M, up 67% from $302.9M (2025-12-05 to 2026-03-04)
Form ADVobserved 5 days ago
$204M
Occurred
Jun 17, 2025
Advisor changed firm
Mayelin Alvarez left Kaufman Rossin Wealth, Llc for Mariner Independent (registered 2025-07-30)
Form ADVobserved 5 days ago
Occurred
Sep 20, 2024
Control person left
Bennett Charles Sachs (Chief Investment Officer) no longer on Schedule A of Kaufman Rossin Wealth, Llc (listed 2024-07-18, absent 2024-09-20)
Form ADVobserved 5 days ago
Occurred
Sep 11, 2024
Advisor changed firm
Charles Bennett Sachs left Kaufman Rossin Wealth, Llc for Mariner Independent (registered 2024-11-13)
Form ADVobserved 5 days ago
Occurred
Jun 14, 2023
Control person joined
Elena Maria Socarras (Chief Compliance Officer) appeared on Schedule A of Kaufman Rossin Wealth, Llc
Form ADVobserved 5 days ago
Occurred
Sep 19, 2022
Control person left
Arnold Gerald Michelson (Chief Operating Officer / Elected Manager) no longer on Schedule A of Kaufman Rossin Wealth, Llc (listed 2022-09-06, absent 2022-09-19)
Form ADVobserved 5 days ago
Occurred
Nov 10, 2021
First Form ADV filing
Kaufman Rossin Wealth, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7be7a2f1-fa60-33a1-c483-8d579916d03a
First observed: Nov 10, 2021
Last observed: Jul 31, 2026 51 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KAUFMAN ROSSIN WEALTH, LLC

CRD 301921

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7be7a2f1-fa60-33a1-c483-8d579916d03a

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS JOHN PELHAM

Certified Financial Planner

MIAMI, FL

n/a

DAVID ALLEN LISKA

n/a

FORT LAUDERDALE, FL

yes

Michael Joseph Cantero

Certified Financial Planner

MIAMI, FL

DARIN KEITH SCHATZMAN

n/a

MIAMI, FL

n/a

yes

ASHLEA HEATHER AYER

Certified Financial Planner

Ft Lauderdale, FL | MIAMI, FL

yes

MARIA ELIZABETH LACASA

Certified Financial Planner

MIAMI, FL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FEIGELSON, MARC, DAVID

CHIEF OPERATING OFFICER / ELECTED MANAGER

yes

05/2022

Aug 19, 2022

Dec 9, 2024

HECKAMAN, BLAIN, LAMAR

VICE PRESIDENT

yes

03/2019

Nov 10, 2021

Dec 9, 2024

KAUFMAN ROSSIN & CO.

Owner

yes

03/2019

Nov 10, 2021

Dec 9, 2024

KAUFMAN ROSSIN WEALTH HOLDINGS, LLC

Owner

yes

03/2019

Nov 10, 2021

Dec 9, 2024

PELHAM, THOMAS, JOHN

President

yes

03/2019

Nov 10, 2021

Dec 9, 2024

SOCARRAS, MARIA, ELENA

CHIEF COMPLIANCE OFFICER

yes

06/2023

Jun 14, 2023

Dec 9, 2024

GARCES, IVAN

Secretary

02/2022

Feb 23, 2023

Dec 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KAUFMAN ROSSIN & CO.

n/a

KR FINANCIAL SERVICES, LLC DBA KAUFMAN ROSSIN INSURANCE SERVICES

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BOCA RATON

United States

FORT LAUDERDALE

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 4, 2026

$507M

n/a

2024

Feb 18, 2025

$303M

n/a

2023

Feb 23, 2024

$225M

n/a

2022

Mar 17, 2023

$184M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$507M

$303M

67.3%

$184M

40.3%