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RIA / WealthAdvisor33 years in industry

KENT DOUGLAS KUHLMANN

Advisor at AVIOR WEALTH MANAGEMENT, LLC

NAPA, CA | OMAHA, NE

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Search this name across graphsid dfx:ria:f4434a19-4bf3-02c7-5782-4b3785eecc0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 7, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AVIOR WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 30, 1993
First registration: Jan 7, 1999
Dual registered: no
IAPD individual key: 2363435

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AVIOR WEALTH MANAGEMENT, LLC	Independent wealth	Nov 14, 2025	n/a	yes	OMAHA, NE\|NAPA, CA	Current employment
CWM, LLC	Bd affiliated wealth	Apr 1, 2016	Feb 20, 2024	no	Napa, CA\|Napa, CA\|OMAHA, NE	Previous registration
STRATEGIC WEALTH ADVISORS GROUP	Former SEC adviser	Apr 15, 2011	Mar 31, 2016	no	SAN MATEO, CA	Previous registration
RETIREMENT CAPITAL STRATEGIES, INC.	Independent wealth	Apr 19, 2006	Jan 27, 2010	no	SAN JOSE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 7, 1999	Sep 8, 2016	no	SAN JOSE, CA\|SAN JOSE, CA\|NAPA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CWM, LLC	AVIOR WEALTH MANAGEMENT, LLC	Feb 20, 2024	Nov 14, 2025	633	Firm change after gap	Ibd to RIA
LPL FINANCIAL LLC	RETIREMENT CAPITAL STRATEGIES, INC.	Sep 8, 2016	Apr 19, 2006	-3,795	Firm change after gap	Other
STRATEGIC WEALTH ADVISORS GROUP	CWM, LLC	Mar 31, 2016	Apr 1, 2016	1	Firm change	Other
RETIREMENT CAPITAL STRATEGIES, INC.	STRATEGIC WEALTH ADVISORS GROUP	Jan 27, 2010	Apr 15, 2011	443	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140977:155344:CA:2016-03-31	Mar 31, 2016	Apr 1, 2016	SAN MATEO, CA	Firm change

Relationships

Registered with (5)

→ AVIOR WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 14, 2025 to presentfactForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Apr 1, 2016 to Feb 20, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 7, 1999 to Sep 8, 2016factForm ADV
→ STRATEGIC WEALTH ADVISORS GROUPRegistered adviserregistration: previous registration
Apr 15, 2011 to Mar 31, 2016factForm ADV
→ RETIREMENT CAPITAL STRATEGIES, INC.Registered adviserregistration: previous registration
Apr 19, 2006 to Jan 27, 2010factForm ADV

Dated events

Occurred
Feb 20, 2024
Advisor changed firm
Kent Douglas Kuhlmann left Cwm, Llc for Avior Wealth Management, Llc (registered 2025-11-14)
Form ADVobserved 6 days ago