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D••••••• J•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

D••••••• J•••••• S•••••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Katy, TX | Richmond, TX

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Search this name across graphsid dfx:ria:f4568e9c-594c-e5f3-bbe8-70b87919e108

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Oct 2, 2023	n/a	yes	OVERLAND PARK, KS\|Richmond, TX\|Katy, TX	Current employment
C••••••• P•••••••	Independent wealth	May 23, 2017	Jul 15, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W•••••	C••••••• P•••••••	May 10, 2017	May 23, 2017	13	Firm change	Other
M••••• S••••••	A•••• W•••••	Jun 30, 2016	Aug 6, 2016

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: previous registration
May 23, 2017 to Jul 15, 2022factForm ADV
→ A•••• W•••••Registered adviserregistration: previous registration
Aug 6, 2016 to May 10, 2017factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 23, 2015 to Jun 30, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4568e9c-594c-e5f3-bbe8-70b87919e108
First observed: Oct 23, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.