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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AVION WEALTH

AVION WEALTH, LLC, CRD 134242

THE WOODLANDS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8187dc9c-22aa-a10b-cd05-9662eaae58b5

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 6
On other graphs: 0
Observed: Feb 16, 2012 to Aug 27, 2026
54 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $985MItem 5.F on the latest filing (2026-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $984M
Private client RAUM: $985MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $82.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,702
Individual clients: 31
High net worth clients: 269
Custody, client assets: $13.9M
SEC number: 801-99351
CRD: 134242
Filings on the tape: 54
First filed: Feb 16, 2012
Latest filed: Aug 27, 2026
Organised: Limited Liability Company, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PAUL JAMES CARROLL	Certified Financial Planner	THE WOODLANDS, TX	21	28	n/a	no
ASHLEY Dominey Stewart	Certified Financial Planner	THE WOODLANDS, TX	12	16	2	no
ELIZABETH ANN Brady	n/a	THE WOODLANDS, TX	12	14	n/a	no
CARL HOPPE CHRISTENSEN	n/a	COLUMBUS, TX \| THE WOODLANDS, TX	11	29	1	no
SARAH ELIZABETH McIvor	n/a	THE WOODLANDS, TX	11	12	n/a	no
MEGAN WRAY BEAUFAYS	n/a	THE WOODLANDS, TX	5	11	n/a	no
CHRISTOPHER JAMES MCBEE	Certified Financial Planner	THE WOODLANDS, TX	3	17	2	no
John H Hollie	n/a	Shenandoah, TX	2	11	n/a	no
Ashley Leanne Owens	n/a	THE WOODLANDS, TX	0	11	2	no
ALEXANDER AMUNDSON	n/a	THE WOODLANDS, TX	0	12	6	no
Abigail Troutte Demirovic	n/a	THE WOODLANDS, TX	0	11	n/a	no
Karla Valeria Saez	n/a	THE WOODLANDS, TX	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARROLL, PAUL, JAMES	CHIEF COMPLIANCE OFFICER	E	yes	11/2003	Aug 27, 2026	Aug 27, 2026
Brady, ELIZABETH, ANN	PARTNER & WEALTH MANAGER	A	no	04/2016	Aug 27, 2026	Aug 27, 2026
McIvor, SARAH, ELIZABETH	PARTNER & WEALTH MANAGER	Na	no	10/2020	Aug 27, 2026	Aug 27, 2026
Stewart, ASHLEY, Dominey	PARTNER & WEALTH MANAGER	Na	no	07/2018	Aug 27, 2026	Aug 27, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$985M	$984M	15	8	0	n/a	n/a
2024	Mar 24, 2025	$849M	$849M	15	10	0	n/a	n/a
2023	Mar 8, 2024	$780M	$780M	16	8	0	n/a	n/a
2022	Mar 28, 2023	$688M	$688M	15	10	0	n/a	n/a
2021	Mar 14, 2022	$611M	$611M	14	8	1	n/a	n/a
2020	Feb 18, 2021	$501M	$501M	13	6	1	n/a	n/a
2019	Feb 13, 2020	$451M	$451M	11	9	1	n/a	n/a
2018	Mar 21, 2019	$375M	$375M	11	6	1	n/a	n/a
2017	Mar 27, 2018	$374M	$374M	9	5	1	n/a	n/a
2016	Mar 20, 2017	$295M	$295M	8	5	n/a	n/a	n/a
2015	Mar 22, 2016	$201M	$201M	8	5	n/a	n/a	n/a
2011	Feb 16, 2012	$56.9M	$56.9M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$985M	$849M	16.0%	$688M	12.7%	15	15	0	0

Relationships

Registered with (20)

← Karla Valeria SaezAdvisorregistration: current employment
Aug 11, 2026 to presentfactForm ADV
← Abigail Troutte DemirovicAdvisorregistration: current employment
May 12, 2026 to presentfactForm ADV
← ALEXANDER AMUNDSONAdvisorregistration: current employment
Apr 13, 2026 to presentfactForm ADV
← Ashley Leanne OwensAdvisorregistration: current employment
Oct 13, 2025 to presentfactForm ADV
← John H HollieAdvisorregistration: current employment
Jul 31, 2024 to presentfactForm ADV
← CHRISTOPHER JAMES MCBEEAdvisorregistration: current employment
Mar 29, 2023 to presentfactForm ADV
← MEGAN WRAY BEAUFAYSAdvisorregistration: current employment
Jul 11, 2021 to presentfactForm ADV
← SARAH ELIZABETH McIvorAdvisorregistration: current employment
Jan 16, 2015 to presentfactForm ADV
← CARL HOPPE CHRISTENSENAdvisorregistration: current employment
Dec 23, 2014 to presentfactForm ADV
← ASHLEY Dominey StewartAdvisorregistration: current employment
Jan 2, 2014 to presentfactForm ADV
← ELIZABETH ANN BradyAdvisorregistration: current employment
Jan 2, 2014 to presentfactForm ADV
← PAUL JAMES CARROLLAdvisorregistration: current employment
May 31, 2005 to presentfactForm ADV
← Makemma Cockrell WolffAdvisorregistration: previous registration
Aug 15, 2023 to May 6, 2025factForm ADV
← Austin HilscherAdvisorregistration: previous registration
Jan 31, 2024 to Sep 6, 2024factForm ADV
← Cydney Pineda NashAdvisorregistration: previous registration
Aug 22, 2017 to Nov 14, 2023factForm ADV
← MATTHEW DAVID KIRBYAdvisorregistration: previous registration
Apr 3, 2023 to Nov 14, 2023factForm ADV
← Austin ManningAdvisorregistration: previous registration
Sep 12, 2019 to Mar 17, 2023factForm ADV
← Leilani Lyn ShorttAdvisorregistration: previous registration
Jan 19, 2019 to Nov 1, 2019factForm ADV
← DANIELLE JOHNSON SANDOVALAdvisorregistration: previous registration
Aug 6, 2016 to May 10, 2017factForm ADV
← KATHRYN MARIE RODRIGUEZAdvisorregistration: previous registration
May 17, 2016 to Feb 3, 2017factForm ADV

Controls (1)

← CARROLL, PAUL, JAMESOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 16, 2012 to Dec 11, 2024factForm ADV

Owns (3)

← Stewart, ASHLEY, DomineyOwnerPARTNER & WEALTH MANAGER, ownership code NA, individual
Mar 21, 2019 to Dec 11, 2024factForm ADV
← Brady, ELIZABETH, ANNOwnerPARTNER & WEALTH MANAGER, ownership code A, individual
Mar 20, 2017 to Dec 11, 2024factForm ADV
← McIvor, SARAH, ELIZABETHOwnerPARTNER & WEALTH MANAGER, ownership code NA, individual
Feb 18, 2021 to Dec 11, 2024factForm ADV

Dated events

Occurred
May 6, 2025
Advisor changed firm
Makemma Cockrell Wolff left Avion Wealth for Theory Planning Partners (registered 2025-07-08)
Form ADVobserved 6 days ago
Occurred
Sep 6, 2024
Advisor changed firm
Austin Hilscher left Avion Wealth for Willis Johnson Wealth (registered 2024-11-12)
Form ADVobserved 6 days ago
Occurred
Nov 14, 2023
Advisor changed firm
Cydney Pineda Nash left Avion Wealth for Rhame & Gorrell Wealth Management (registered 2023-11-14)
Form ADVobserved 6 days ago
Occurred
Nov 14, 2023
Advisor changed firm
Matthew David Kirby left Avion Wealth for Cerity Partners Llc (registered 2024-01-25)
Form ADVobserved 6 days ago
Occurred
Mar 17, 2023
Advisor changed firm
Austin Manning left Avion Wealth for Granite Harbor Advisors, Inc. (registered 2023-03-29)
Form ADVobserved 6 days ago
Occurred
May 27, 2015
First Form ADV filing
Efficient Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8187dc9c-22aa-a10b-cd05-9662eaae58b5
First observed: Feb 16, 2012
Last observed: Aug 27, 2026 25 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AVION WEALTH

AVION WEALTH, LLC, CRD 134242

THE WOODLANDS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8187dc9c-22aa-a10b-cd05-9662eaae58b5

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PAUL JAMES CARROLL

Certified Financial Planner

THE WOODLANDS, TX

n/a

ASHLEY Dominey Stewart

Certified Financial Planner

THE WOODLANDS, TX

ELIZABETH ANN Brady

n/a

THE WOODLANDS, TX

n/a

CARL HOPPE CHRISTENSEN

n/a

COLUMBUS, TX | THE WOODLANDS, TX

SARAH ELIZABETH McIvor

n/a

THE WOODLANDS, TX

n/a

MEGAN WRAY BEAUFAYS

n/a

THE WOODLANDS, TX

n/a

CHRISTOPHER JAMES MCBEE

Certified Financial Planner

THE WOODLANDS, TX

John H Hollie

n/a

Shenandoah, TX

n/a

Ashley Leanne Owens

n/a

THE WOODLANDS, TX

ALEXANDER AMUNDSON

n/a

THE WOODLANDS, TX

Abigail Troutte Demirovic

n/a

THE WOODLANDS, TX

n/a

Karla Valeria Saez

n/a

THE WOODLANDS, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARROLL, PAUL, JAMES

CHIEF COMPLIANCE OFFICER

yes

11/2003

Aug 27, 2026

Brady, ELIZABETH, ANN

PARTNER & WEALTH MANAGER

04/2016

Aug 27, 2026

McIvor, SARAH, ELIZABETH

PARTNER & WEALTH MANAGER

10/2020

Aug 27, 2026

Stewart, ASHLEY, Dominey

PARTNER & WEALTH MANAGER

07/2018

Aug 27, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$985M

$984M

n/a

2024

Mar 24, 2025

$849M

n/a

2023

Mar 8, 2024

$780M

n/a

2022

Mar 28, 2023

$688M

n/a

2021

Mar 14, 2022

$611M

n/a

2020

Feb 18, 2021

$501M

n/a

2019

Feb 13, 2020

$451M

n/a

2018

Mar 21, 2019

$375M

n/a

2017

Mar 27, 2018

$374M

n/a

2016

Mar 20, 2017

$295M

n/a

2015

Mar 22, 2016

$201M

n/a

2011

Feb 16, 2012

$56.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$985M

$849M

16.0%

$688M

12.7%