DFX Intelligence

D••••• C•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner46 years in industry

D••••• C•••••• B•••••

Advisor at M••••••• W••••• M••••••••• L••

Grovetown, GA | LEXINGTON, KY

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Search this name across graphsid dfx:ria:f46926eb-70cc-0fa4-6001-fefd777d93c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• W••••• M••••••••• L••	Independent wealth	May 17, 2022	n/a	yes	LEXINGTON, KY\|Grovetown, GA	Current employment
S•••••••• C••••••	Former SEC adviser	Mar 10, 2010	May 16, 2022	no	CHATTANOOGA, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• C••••••	M••••••• W••••• M••••••••• L••	May 16, 2022	May 17, 2022	1	Firm change	RIA to RIA
O••••••••• • C•• I•••	S•••••••• C••••••	Feb 17, 2010	Mar 10, 2010

Relationships

Registered with (3)

→ M••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 17, 2022 to presentfactForm ADV
→ S•••••••• C••••••Registered adviserregistration: previous registration
Mar 10, 2010 to May 16, 2022factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Sep 27, 2004 to Feb 17, 2010factForm ADV

Dated events

Occurred
May 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f46926eb-70cc-0fa4-6001-fefd777d93c5
First observed: Sep 27, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.