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RIA / WealthAdvisorCertified Financial Planner37 years in industry

CHARLES JOSEPH MAXWELL

Advisor at CRESSET ASSET MANAGEMENT, LLC

CHICAGO, IL | Minnetonka, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f47b64dd-dff5-88e2-5025-4e7d701bf5bc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 1
Observed: Sep 11, 2013 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Charles Joseph Maxwell

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CRESSET ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Dec 21, 1988
First registration: Sep 11, 2013
Dual registered: no
Other names: CHARLES JOSEPH JR MAXWELL
IAPD individual key: 1568653

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CRESSET ASSET MANAGEMENT, LLC	Independent wealth	Jun 1, 2022	n/a	yes	CHICAGO, IL\|Minnetonka, MN	Current employment
SARGENT MANAGEMENT CO	Former SEC adviser	Nov 26, 2014	Jun 2, 2022	no	MINNETONKA, MN	Previous registration
MERISTEM FAMILY WEALTH	Former SEC adviser	Sep 11, 2013	Jun 2, 2022	no	MINNETONKA, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERISTEM FAMILY WEALTH	SARGENT MANAGEMENT CO	Jun 2, 2022	Nov 26, 2014	-2,745	Firm change after gap	Other
SARGENT MANAGEMENT CO	CRESSET ASSET MANAGEMENT, LLC	Jun 2, 2022	Jun 1, 2022	-1	Firm change	Other

Relationships

Registered with (3)

→ CRESSET ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jun 1, 2022 to presentfactForm ADV
→ MERISTEM FAMILY WEALTHRegistered adviserregistration: previous registration
Sep 11, 2013 to Jun 2, 2022factForm ADV
→ SARGENT MANAGEMENT CORegistered adviserregistration: previous registration
Nov 26, 2014 to Jun 2, 2022factForm ADV

Dated events

Occurred
Jun 2, 2022
Advisor changed firm
Charles Joseph Maxwell left Sargent Management Co for Cresset Asset Management, Llc (registered 2022-06-01)
Form ADVobserved 4 days ago
Occurred
Jun 2, 2022
Advisor changed firm
Charles Joseph Maxwell left Meristem Family Wealth for Sargent Management Co (registered 2014-11-26)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f47b64dd-dff5-88e2-5025-4e7d701bf5bc
First observed: Sep 11, 2013
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHARLES JOSEPH MAXWELL

Advisor at CRESSET ASSET MANAGEMENT, LLC

CHICAGO, IL | Minnetonka, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f47b64dd-dff5-88e2-5025-4e7d701bf5bc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CRESSET ASSET MANAGEMENT, LLC

Independent wealth

Jun 1, 2022

n/a

yes

CHICAGO, IL|Minnetonka, MN

Current employment

SARGENT MANAGEMENT CO

Former SEC adviser

Nov 26, 2014

Jun 2, 2022

MINNETONKA, MN

Previous registration

MERISTEM FAMILY WEALTH

Former SEC adviser

Sep 11, 2013

Jun 2, 2022

MINNETONKA, MN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MERISTEM FAMILY WEALTH

SARGENT MANAGEMENT CO

Jun 2, 2022

Nov 26, 2014

-2,745

Firm change after gap

Other

SARGENT MANAGEMENT CO

CRESSET ASSET MANAGEMENT, LLC

Jun 2, 2022

Jun 1, 2022

-1

Firm change

Other