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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

RICHARD JAMES WALKER

Advisor at TRUIST ADVISORY SERVICES, INC.

JENKINSTON, PA

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Search this name across graphsid dfx:ria:f48a7332-1af3-cd2c-5a47-2ee3718fbd08

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 12, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Aug 12, 2008
First registration: Aug 13, 2008
Dual registered: yes, broker-dealer
Other names: RICH J WALKER
IAPD individual key: 5540842

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	n/a	yes	JENKINSTON, PA	Current employment
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Feb 17, 2021	no	GLASSBORO, NJ\|MARLTON, NJ\|CHARLOTTE, NC\|ALLENTOWN, PA\|PHILADELPHIA, PA\|HUNTINGDON VALLEY, PA\|WEST CHESTER, PA\|JENKINTOWN, PA\|MULLICA HILL, NJ\|VINELAND, NJ\|CHERRY HILL, NJ\|CAMDEN, NJ\|RICHMOND, VA\|SEVERNA PARK, MD	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 5, 2017	Jan 2, 2018	no	CHARLOTTE, NC\|ALLENTOWN, PA\|PHILADELPHIA, PA\|HUNTINGDON VALLEY, PA\|WEST CHESTER, PA\|JENKINTOWN, PA\|MULLICA HILL, NJ\|VINELAND, NJ	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Sep 21, 2016	Jun 19, 2017	no	MAPLE GLEN, PA\|Plymouth Meeting, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 4, 2010	Sep 21, 2016	no	BETHLEHEM, PA\|WHITEHALL, PA\|WALNUTPORT, PA\|MAPLE GLEN, PA\|LEHIGHTON, PA\|LANSFORD, PA\|KRESGEVILLE, PA\|MAPLE GLEN, PA\|FORT MILL, SC\|SPRING HOUSE, PA\|PALMERTON, PA\|ALLENTOWN, PA\|SLATINGTON, PA\|BETHLEHEM, PA\|PALMERTON, PA\|PHILIDELPHIA, PA\|SLATINGTON, PA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Aug 13, 2008	May 5, 2010	no	SPRING HOUSE, PA\|LANSDALE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
KEY INVESTMENT SERVICES LLC	BB&T INVESTMENT SERVICES, INC.	Jun 19, 2017	Jun 5, 2017	-14	Firm change	Other
LPL FINANCIAL LLC	KEY INVESTMENT SERVICES LLC	Sep 21, 2016	Sep 21, 2016	0	Firm change	Other
CETERA INVESTMENT SERVICES LLC	LPL FINANCIAL LLC	May 5, 2010	May 4, 2010	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:136300:PA:2016-09-21	Sep 21, 2016	Sep 21, 2016	SLATINGTON, PA	Firm change

Relationships

Registered with (6)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Feb 17, 2021 to presentfactForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Feb 17, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 5, 2017 to Jan 2, 2018factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Sep 21, 2016 to Jun 19, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 4, 2010 to Sep 21, 2016factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Aug 13, 2008 to May 5, 2010factForm ADV

Dated events

No dated event names this entity yet.