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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

KENNETH DAVID LOEBEL

Advisor at MADISON AVENUE SECURITIES, LLC

Fontana, WI | SAN DIEGO, CA | SKOKIE,, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MADISON AVENUE SECURITIES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 21, 1996
First registration: Oct 9, 2001
Dual registered: yes, broker-dealer
Other names: KENNETH D LOEBEL|KEN LOEBEL
IAPD individual key: 2742324

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MADISON AVENUE SECURITIES, LLC	Bd affiliated wealth	Oct 22, 2013	n/a	yes	SAN DIEGO, CA\|SKOKIE,, IL\|SAN DIEGO, CA\|Fontana, WI	Current employment
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jan 18, 2011	Oct 4, 2013	no	CHICAGO RIDGE, IL\|BURR RIDGE, IL\|LINCOLNSHIRE, IL\|LINCOLNSHIRE, IL	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Aug 13, 2004	Jan 19, 2011	no	LINCOLNSHIRE, IL\|OLYMPIA FIELDS, IL\|CALUMET CITY, IL\|JOLIET, IL\|HAZEL CREST, IL\|ORLAND PARK, IL\|CALUMET PARK, IL\|NAPERVILLE, IL\|LIBERTYVILLE, IL\|LIBERTYVILLE, IL\|DEERFIELD, IL\|NORTHBROOK, IL\|BURR RIDGE, IL\|SCHAUMBERG, IL\|CHICAGO RIDGE, IL\|LINCOLNWOOD, IL\|CHICAGO, IL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Oct 9, 2001	Apr 30, 2004	no	AURORA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT SERVICES LLC	MADISON AVENUE SECURITIES, LLC	Oct 4, 2013	Oct 22, 2013	18	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	CETERA INVESTMENT SERVICES LLC	Jan 19, 2011	Jan 18, 2011	-1	Firm change	Other
INVEST FINANCIAL CORPORATION	VOYA FINANCIAL ADVISORS, INC.	Apr 30, 2004	Aug 13, 2004	105	Firm change	Other

Relationships

Registered with (4)

→ MADISON AVENUE SECURITIES, LLCRegistered adviserregistration: current employment
Oct 22, 2013 to presentfactForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jan 18, 2011 to Oct 4, 2013factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Aug 13, 2004 to Jan 19, 2011factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Oct 9, 2001 to Apr 30, 2004factForm ADV

Dated events

No dated event names this entity yet.