DFX Intelligence

M•••••• A••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M•••••• A••••• C•••••

Advisor at SPC

ANN ARBOR, MI | Richmond, NH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 15, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••	Bd affiliated wealth	Feb 3, 2026	n/a	yes	ANN ARBOR, MI\|Richmond, NH	Current employment
B•••••••• F•••••••• A•••••••	Independent wealth	Dec 12, 2025	Jan 15, 2026	no	CHARLOTTE, NC\|Winchester, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• F•••••••• A•••••••	S••	Jan 15, 2026	Feb 3, 2026	19	Firm change	RIA to ibd
E••••• J••••	B•••••••• F•••••••• A•••••••	Nov 26, 2025	Dec 12, 2025

Relationships

Registered with (3)

→ S••Registered adviserregistration: current employment
Feb 3, 2026 to presentfactForm ADV
→ B•••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Dec 12, 2025 to Jan 15, 2026factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 15, 2017 to Nov 26, 2025factForm ADV

Dated events

Order

Occurred
15 Jan 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
26 Nov 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 15, 2017
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.