RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•• BD affiliated currentsince Feb 3, 2026 · Ann Arbor, Mi
- B•••••••• F•••••••• A••••••• independent RIADec 12, 2025 to Jan 15, 2026 · Charlotte, Nc
- E••••• J•••• national BDMar 15, 2017 to Nov 26, 2025 · Bennington, Vt
- B•••••••• F•••••••• A••••••• to S••left Jan 15, 2026, registered Feb 3, 2026 (19 days) · RIA to affiliated broker-dealer or bank
- E••••• J•••• to B•••••••• F•••••••• A•••••••left Nov 26, 2025, registered Dec 12, 2025 (16 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• A••••• C••••• left B•••••••• F•••••••• A••••••• for Spc (registered 2026-02-03)Jan 15, 2026 · Advisor changed firm · fact
- M•••••• A••••• C••••• left E••••• J•••• for B•••••••• F•••••••• A••••••• (registered 2025-12-12)Nov 26, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address